Re: Large amount of options issued to management,
posted on
Aug 31, 2008 10:00AM
Crystallex International Corporation is a Canadian-based gold company with a successful record of developing and operating gold mines in Venezuela and elsewhere in South America
Providing Insider News and Knowledge to Investors in Canadian Markets Company Report: August 31, 2008 A snap shot of company officer and director insider public-market activity for the past year, plus a list of all insider transactions and holdings. Public Market Activity Company Officers and Directors Buy/Sell Bias Company Officers and Directors Buying Selling CEO None CEO None CFO None CFO None OFFICER $3,569 OFFICER $-111,111 DIRECTOR None DIRECTOR $-558,839
Total Buying $3,569 Total Selling $-669,949 Net Selling $-666,380 Chart and tables represent common share or trust unit transactions by company officers and directors reported in SEDI. Information on this page may not include transactions by insider of subsidiaries, 10% security holders or other insiders, or other securities such as options or convertible debt. CEO and CFO titles of insiders are provided on a reasonable efforts basis, as are the elimination of duplicate filings across multiple accounts in net buying or selling totals. All data presented should be treated as estimates as it is based on insider filings subject to input errors. Information in this report does not constitute a buy or sell recommendation for the security. Disclaimer: User agrees to only use information contained in this report for the purposes as set out in section 6.2 of COMPANION POLICY 55-102CP TO
NATIONAL INSTRUMENT 55-102 of the Canadian Securities Administrators and to comply with all privacy laws. INK provides general information. INK is not an investment advisory service, a financial planner, an investment advisor nor a securities advisor. INK does not purport to tell people, or suggest to people, what they should buy or sell for themselves. Opinions and recommendations contained herein should not be construed as investment advice. Do not assume that any recommendations, insights, charts, theories, or philosophies will ensure profitable investment. Users should always consult with and obtain advice from their professional licensed financial advisor, including their tax advisor, to determine the suitability of any investment. INK recommends that anyone making an investment or trading securities do so with caution. 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All rights reserved. www.inkresearch.ca Providing Insider News and Knowledge to Investors in Canadian Markets August 31, 2008 Latest Filings Over the Past 12 Months - Maximum 60 - Information that has been adjusted or estimated by INK - Amended filing Transaction Holdings Date Insider Name Ownership Type Nature of Transaction Security Price ($) Shares / Units Change* Closing Balance Aug 22/08 Marshall, Anthony Richard Direct Ownership Grant of options Options 1.100 347,000 > 100% 666,600 Aug 22/08 Fung, Robert Arthur Direct Ownership Grant of options Options 1.100 790,000 62% 2,060,000 Aug 22/08 Crombie, Robert Direct Ownership Grant of options Options 1.100 392,000 > 100% 690,300 Aug 22/08 Near, Harry Joseph Direct Ownership Grant of options Options 1.100 577,000 64% 1,482,000 Aug 22/08 Longden, Charles William Direct Ownership Compensation for services Options 1.100 39,000 8% 520,500 Aug 22/08 Oppenheimer, Marc Jeffrey Direct Ownership Grant of options Options 1.100 278,000 20% 1,683,000 Aug 22/08 Thompson, Gordon Direct Ownership Grant of options Options 1.100 33,000 6% 558,334 Aug 22/08 Brown, Michael John Howard Direct Ownership Grant of options Options 0.000 157,000 38% 567,000 Aug 22/08 Van't Hof, Johan Cornelis Direct Ownership Compensation for services Options 1.100 45,000 19% 285,000 Aug 21/08 Zullo, Armando F. Direct Ownership Grant of options Options 1.100 33,000 9% 408,000 Aug 21/08 Faust, William Direct Ownership Acquisition in the public market Options USD 0.200 20 0% 250,060 Aug 20/08 Faust, William Direct Ownership Acquisition in the public market Options USD 0.100 40 0% 250,040 Aug 18/08 Fung, Robert Arthur Direct Ownership Expiration of options Options 1.080 -33,000 -3% 1,270,000 Aug 13/08 Thompson, Gordon Direct Ownership Expiration of options Options 1.080 -33,000 -6% 525,334 Aug 13/08 Oppenheimer, Marc Jeffrey Direct Ownership Expiration of options Options 1.080 -33,000 -2% 1,405,000 Aug 13/08 Brown, Michael John Howard Direct Ownership Redemption, retraction, cancellation, repurchaseOptions 0.000 -57,000 -12% 410,000 Aug 13/08 Van't Hof, Johan Cornelis Direct Ownership Expiration of options Options 1.080 -45,000 -16% 240,000 Aug 13/08 Longden, Charles William Direct Ownership Expiration of options Options 1.080 -39,000 -7% 481,500 Aug 13/08 Near, Harry Joseph Direct Ownership Expiration of options Options 1.080 -36,000 -4% 905,000 Aug 13/08 Zullo, Armando F. Direct Ownership Expiration of options Options 1.080 -33,000 -8% 375,000 Jul 14/08 Near, Harry Joseph Direct Ownership Expiration of options Options 1.500 -100,000 -10% 941,000 Jul 11/08 Oppenheimer, Marc Jeffrey Direct Ownership Expiration of options Options 1.500 -200,000 -12% 1,438,000 Jul 11/08 Marshall, Anthony Richard Direct Ownership Expiration of options Options 1.500 - 2.870 -110,000 -26% 319,600 Jul 11/08 Crombie, Robert Direct Ownership Expiration of options Options 2.140 - 3.000 -55,000 -16% 298,300 Jul 11/08 Fung, Robert Arthur Direct Ownership Expiration of options Options 1.500 -187,500 -13% 1,303,000 Jul 07/08 Near, Harry Joseph Direct Ownership Exercise of options Common Shares 1.000 20,000 11% 205,696 Jun 25/08 Thompson, Gordon Direct Ownership Grant of options Options 1.080 33,000 6% 558,334 Jun 24/08 Near, Harry Joseph Direct Ownership Grant of options Options USD 1.080 36,000 4% 1,041,000 Jun 24/08 Brown, Michael John Howard Direct Ownership Grant of options Options 0.000 57,000 14% 467,000 Jun 24/08 Zullo, Armando F. Direct Ownership Grant of options Options 1.080 33,000 9% 408,000 All data based on insider regulatory filings which are subject to input errors. * Indicates percentage change of shares or units held for the ownership type of the security traded. Many insiders have more than one type of ownership and each is calculated separately. See Holdings Summary for all holdings across all ownership types. See important disclaimer at the bottom of the first page. www.inkresearch.ca Page 2/7 Providing Insider News and Knowledge to Investors in Canadian Markets August 31, 2008 Latest Filings Over the Past 12 Months - Maximum 60 (cont'd) - Information that has been adjusted or estimated by INK - Amended filing Transaction Holdings Date Insider Name Ownership Type Nature of Transaction Security Price ($) Shares / Units Change* Closing Balance Jun 24/08 Van't Hof, Johan Cornelis Direct Ownership Grant of options Options 0.000 45,000 19% 285,000 Jun 24/08 Oppenheimer, Marc Jeffrey Direct Ownership Grant of options Options 1.080 33,000 2% 1,638,000 Jun 24/08 Longden, Charles William Direct Ownership Grant of options Options 0.000 39,000 8% 520,500 Jun 24/08 Fung, Robert Arthur Direct Ownership Grant of options Options 1.080 33,000 2% 1,490,500 Jun 24/08 Brown, Michael John Howard Direct Ownership Compensation for services Common Shares 0.750 15,906 15% 120,238 Jun 24/08 Oppenheimer, Marc Jeffrey Direct Ownership Compensation for services Common Shares USD 0.770 15,679 3% 535,399 Jun 24/08 Van't Hof, Johan Cornelis Direct Ownership Compensation for services Common Shares USD 0.740 13,467 42% 45,739 Jun 24/08 Near, Harry Joseph Direct Ownership Compensation for services Common Shares USD 0.770 13,013 8% 185,696 Jun 24/08 Longden, Charles William Direct Ownership Compensation for services Common Shares USD 0.770 15,679 14% 130,966 Jun 24/08 Zullo, Armando F. Direct Ownership Compensation for services Common Shares USD 0.760 18,345 22% 102,014 Jun 03/08 Thompson, Gordon Direct Ownership Redemption, retraction, cancellation, repurchaseOptions 3.410 -266,666 -34% 525,334 May 20/08 Brown, Michael John Howard Direct Ownership Compensation for services Common Shares USD 1.210 9,888 10% 104,332 May 20/08 Oppenheimer, Marc Jeffrey Direct Ownership Compensation for services Common Shares USD 1.020 7,825 2% 519,720 May 20/08 Van't Hof, Johan Cornelis Direct Ownership Compensation for services Common Shares USD 0.900 11,158 53% 32,272 May 20/08 Near, Harry Joseph Direct Ownership Compensation for services Common Shares USD 0.900 11,158 7% 172,683 May 20/08 Longden, Charles William Direct Ownership Compensation for services Common Shares USD 1.020 7,825 7% 115,287 Apr 21/08 Oppenheimer, Marc Jeffrey Direct Ownership Disposition in the public market Common Shares USD 1.770 -313,658 -38% 511,895 Apr 09/08 Near, Harry Joseph Direct Ownership Compensation for services Common Shares USD 2.240 45 0% 161,525 Apr 08/08 Brown, Michael John Howard Direct Ownership Compensation for services Common Shares USD 2.230 3,538 4% 94,444 Apr 08/08 Van't Hof, Johan Cornelis Direct Ownership Compensation for services Common Shares USD 2.240 4,460 27% 21,114 Apr 08/08 Longden, Charles William Direct Ownership Compensation for services Common Shares USD 2.240 3,579 3% 107,462 Apr 08/08 Oppenheimer, Marc Jeffrey Direct Ownership Compensation for services Common Shares USD 2.230 3,583 0% 825,553 Apr 08/08 Zullo, Armando F. Direct Ownership Compensation for services Common Shares USD 2.220 2,702 3% 83,669 Apr 08/08 Near, Harry Joseph Direct Ownership Compensation for services Common Shares USD 2.260 3,534 2% 161,480 Feb 04/08 Marshall, Anthony Richard Direct Ownership Disposition in the public market Common Shares USD 1.900 -8,236 -4% 200,146 Feb 04/08 Faust, William Direct Ownership Acquisition in the public market Common Shares USD 1.850 1,000 n/a 1,000 Jan 02/08 Longden, Charles William Direct Ownership Compensation for services Common Shares USD 2.280 4,386 4% 103,883 Jan 02/08 Zullo, Armando F. Direct Ownership Compensation for services Common Shares USD 2.280 4,386 6% 80,161 Jan 02/08 Brown, Michael John Howard Direct Ownership Compensation for services Common Shares USD 2.280 4,386 5% 90,100 Jan 02/08 Oppenheimer, Marc Jeffrey Direct Ownership Compensation for services Common Shares USD 2.280 4,386 1% 821,164 All data based on insider regulatory filings which are subject to input errors. * Indicates percentage change of shares or units held for the ownership type of the security traded. Many insiders have more than one type of ownership and each is calculated separately. See Holdings Summary for all holdings across all ownership types. See important disclaimer at the bottom of the first page. www.inkresearch.ca Page 3/7 Providing Insider News and Knowledge to Investors in Canadian Markets August 31, 2008 Holdings Summary Includes any former insiders (please note the latest filing date as date ceasing to be an insider is only shown when available) Charts are not adjusted for splits or consolidations CEO's Holdings (000's) CFO's Holdings (000's) Bruce, James Todd Crombie, Robert Latest Filing Date: June 23, 2006 Latest Filing Date: August 29, 2008 Direct Ownership Direct Ownership Common Shares 21,026 Options 690,300 Options 686,454 Rosiak, Borden Dan Latest Filing Date: December 23, 2005 Direct Ownership Options 269,200 See important disclaimer at the bottom of the first page. www.inkresearch.ca Page 4/7 Providing Insider News and Knowledge to Investors in Canadian Markets August 31, 2008 Holdings Summary (cont'd) Includes any former insiders (please note the latest filing date as date ceasing to be an insider is only shown when available) Charts are not adjusted for splits or consolidations Other Officers's Holdings (000's) Binns, John Brailsford Latest Filing Date: April 25, 2006 Direct Ownership Common Shares 2,300 Options 40,000 Burke, Brendan Joseph Latest Filing Date: May 3, 2006 Direct Ownership Options 60,600 Colquhoun, Ronald Hugh Latest Filing Date: December 23, 2004 Direct Ownership Options 135,000 El-alfy, Sadek E. Latest Filing Date: December 6, 2006 Direct Ownership Options 172,500 Faust, William Latest Filing Date: August 22, 2008 Direct Ownership Common Shares 1,000 Options 250,060 Hamilton, Daniel Latest Filing Date: December 5, 2006 Direct Ownership Options 263,700 Marshall, Anthony Richard Latest Filing Date: August 29, 2008 Direct Ownership Common Shares 200,146 Options 666,600 Riccio, Luca Latest Filing Date: November 29, 2004 Direct Ownership Common Shares 7,100 Options 185,000 Indirect Ownership Common Shares 5,000 See important disclaimer at the bottom of the first page. www.inkresearch.ca Page 5/7 Providing Insider News and Knowledge to Investors in Canadian Markets August 31, 2008 Other Officer's Holdings Summary (cont'd) For current and former insiders Charts are not adjusted for splits or consolidations Ross, Daniel Robert Latest Filing Date: December 23, 2005 Direct Ownership Common Shares 128,391 Options 837,400 Sawh, Hemdat Latest Filing Date: December 10, 2007 Direct Ownership Common Shares 1,800 Options 265,000 Spencer, Richard Mark Latest Filing Date: December 11, 2007 Direct Ownership Options 308,800 Sze Tho, Kong Yeong Latest Filing Date: January 7, 2004 Direct Ownership Common Shares 195,000 Options 165,000 Thomas, Kenneth Glyndwr Latest Filing Date: March 2, 2005 Direct Ownership Options 130,000 Thompson, Gordon Latest Filing Date: August 27, 2008 Direct Ownership Options 558,334 See important disclaimer at the bottom of the first page. www.inkresearch.ca Page 6/7 Providing Insider News and Knowledge to Investors in Canadian Markets August 31, 2008 Holdings Summary (cont'd) Includes any former insiders (please note the latest filing date as date ceasing to be an insider is only shown when available) Charts are not adjusted for splits or consolidations Director's Holdings (000's) Brown, Michael John Howard Latest Filing Date: August 26, 2008 Direct Ownership Common Shares 120,238 Options 567,000 Fung, Robert Arthur Latest Filing Date: August 29, 2008 Direct Ownership Common Shares 19,500 Options 2,060,000 Longden, Charles William Latest Filing Date: August 28, 2008 Direct Ownership Common Shares 130,966 Options 520,500 Matheson, David Ian Latest Filing Date: January 11, 2005 Direct Ownership Common Shares 23,040 Options 345,000 Near, Harry Joseph Latest Filing Date: August 29, 2008 Direct Ownership Common Shares 205,696 Options 1,482,000 Oppenheimer, Marc Jeffrey Latest Filing Date: August 27, 2008 Direct Ownership Common Shares 535,399 Options 1,683,000 Van't Hof, Johan Cornelis Latest Filing Date: August 26, 2008 Direct Ownership Common Shares 45,739 Options 285,000 Zullo, Armando F. Latest Filing Date: August 26, 2008 Direct Ownership Common Shares 102,014 Options 408,000 See important disclaimer at the bottom of the first page. www.inkresearch.ca Page 7/7