these Trishield guys were quite active & I think maybe still are
posted on
Sep 05, 2013 10:27PM
Golden Minerals is a junior silver producer with a strong growth profile, listed on both the NYSE Amex and TSX.
Item 5.
Interest in Securities of the Issuer.
(a)
As of July 1, 2013, each Reporting Person beneficially owned 2,611,177 Shares, which represented 6.0% of the outstanding Shares, based upon 43,417,833 Shares outstanding as of June 26, 2013, as reflected in the Issuer’s Form S-3 filed with the Securities and Exchange Commission on June 28, 2013.
The beneficial ownership reflected in the remainder of this Item 5, and in the cover pages, reflect beneficial ownership as of July 1, 2013.
(b)
Sole power to vote or direct the vote: 0
Shared power to vote or direct the vote: 2,611,177
Sole power to dispose or to direct the disposition: 0
Shared power to dispose or direct the disposition: 2,611,177
(c)
The following transactions, each an open market transaction in the Shares, have been effected by Trishield Fund over the last 60 days:
Share Purchases
Trade Date |
Price |
Quantity |
|
|
|
05/10/2013 |
$1.5161 |
40,000 |
05/13/2013 |
$1.5197 |
17,200 |
05/15/2013 |
$1.5200 |
10,000 |
05/16/2013 |
$1.5049 |
4,646 |
06/10/2013 |
$1.6132 |
25,756 |
06/11/2013 |
$1.5754 |
51,364 |
06/13/2013 |
$1.5498 |
8,317 |
06/20/2013 |
$1.6000 |
1,696 |
06/21/2013 |
$1.5985 |
15,824 |
06/24/2013 |
$1.3435 |
136,249 |
06/25/2013 |
$1.3626 |
46,622 |
06/26/2013 |
$1.3489 |
105,167 |
06/27/2013 |
$1.3733 |
125,309 |
06/28/2013 |
$1.3805 |
72,000 |
Other
Nature of Transaction |
Trade Date |
Trade Price |
Shares Underlying Call Options |
Per Share Exercise Price |
Expiration Date |
|
|
|
|
|
|
Purchase of Call Options |
05/07/2013 |
$0.0500 |
1,200 |
$2.5000 |
07/20/13 |
Purchase of Call Options |
05/07/2013 |
$0.1000 |
20,000 |
$2.5000 |
10/19/13 |
Sale of Call Options |
06/18/2013 |
$0.2500 |
(4,000) |
$2.5000 |
01/18/14 |
Sale of Call Options |
06/18/2013 |
$0.2000 |
(1,400) |
$2.5000 |
10/19/13 |
Purchase of Call Options |
06/27/2013 |
$0.1500 |
4,000 |
$2.5000 |
01/18/14 |
Purchase of Call Options |
06/27/2013 |
$0.1000 |
157,000 |
$2.5000 |
10/19/13 |
Purchase of Call Options |
06/28/2013 |
$0.1000 |
20,000 |
$2.5000 |
10/19/13 |
Purchase of Call Options |
07/01/2013 |
$0.1000 |
9,000 |
$2.5000 |
10/19/13 |