Re: AUM (N) share structure
in response to
by
posted on
Apr 22, 2014 06:14PM
Golden Minerals is a junior silver producer with a strong growth profile, listed on both the NYSE Amex and TSX.
http://secfilings.nasdaq.com/filingFrameset.asp?FileName=0001104659%2D14%2D026387%2Etxt&FilePath=%5C2014%5C04%5C08%5C&CoName=GOLDEN+MINERALS+CO&FormType=DEF+14A&RcvdDate=4%2F8%2F2014&pdf=
see page 26 for chart below, looks like a total of just over 5% for directors & officers plus about 21% for Sentient.
|
Beneficial Ownership |
|
|||
5% Stockholders of Golden Minerals(1) |
|
Number |
|
Percentage |
|
The Sentient Group(2) |
|
9,106,631 |
|
20.92 |
% |
Jeffrey G. Clevenger(3) |
|
560,756 |
|
1.29 |
% |
W. Durand Eppler(4) |
|
108,341 |
|
* |
|
Michael T. Mason(5) |
|
87,218 |
|
* |
|
Ian Masterton-Hume(6) |
|
97,341 |
|
* |
|
Kevin R. Morano(7) |
|
97,341 |
|
* |
|
Terry M. Palmer(8) |
|
98,341 |
|
* |
|
Andrew N. Pullar(9) |
|
— |
|
* |
|
David H. Watkins(10) |
|
102,941 |
|
* |
|
Robert P. Vogels(11) |
|
296,831 |
|
* |
|
Warren M. Rehn(12) |
|
232,800 |
|
* |
|
Deborah J. Friedman(13) |
|
246,600 |
|
* |
|
Directors and Executive Officers as a group (11 persons)(14) |
|
1,928,510 |
|
4.43 |
% |