Penny Stock Ownership

Mosaic ImmunoEngineering is a nanotechnology-based immunotherapy company developing therapeutics and vaccines to positively impact the lives of patients and their families.

Reply New Message

Prev Message Back To Forum Threaded View Next Message

Cautious

Rank: Treasurer [?]

Points: 2663 [?]

Votes: 76 Score: 2.7 [?]

Your Vote:

Please Log In to Vote

Did you know? You can earn activity points by filling your profile with information about yourself (what city you live in, your favorite team, blogs etc.)

Penny Stock Ownership

posted on Dec 27, 2007 07:55AM

50% of 391 Million shares would be 273 Million shares. This is the amount of institutional ownership that might be expected if ownership wasn't restrained by SP and listing board.

Ownership

Institutional Ownership

Current Total Number of Outstanding Shares

391,272,000

Top 10 Holdings0% Mutual Fund Ownership
Top 10 Holdings0% Other100%

Net Share Purchase ActivityLast 30 DaysLast 3 MonthsLast 12 Months

Institution
Institution Shares Purchased	0	20,000	18,789,532
Institution Shares Sold	0	2,830	263,330
Net Institution Shares Purchased	0	17,170	18,526,202
Change in Ownership (%)	.00%	.00%	4.73%
Mutual Fund
Mutual Fund Shares Purchased	0	20,000	20,000
Mutual Fund Shares Sold	0	0	0
Net Mutual Fund Shares Purchased	0	20,000	20,000
Change in Ownership (%)	.00%	.01%	.01%
Insider
Insider Shares Purchased	(N/A)	(N/A)	(N/A)
Insider Shares Sold	(N/A)	(N/A)	(N/A)
Net Insider Shares Purchased	(N/A)	(N/A)	(N/A)
Change in Ownership (%)	(N/A)	(N/A)	(N/A)

Top 10 Institutional Holdings (Details)

Institution NameShares HeldMarket Value of Changed Position% Outstanding SharesReporting Date

Lincoln Ventures, L.L.C.	24,624,189	7,623,925	6.29%	8/31/07
Falk (Helmut Jr)	2,428,231	(23,500)	.62%	8/31/07
Pohl (David H)	1,882,846	790,938	.48%	8/31/07
Swartz Private Equity LLC	759,940	357,172	.19%	8/31/07
Felcyn (Gloria H)	489,700	49,329	.13%	9/14/07
Johnson (Carlton M Jr)	275,000	0	.07%	8/31/07
Catalyst Capital Advisors, LLC	146,257	9,340	.04%	9/30/07
Turley (James)	75,000	0	.02%	8/31/07
Condor Capital Management, Inc.	26,000	0	.01%	9/30/07
myCIO Wealth Partners, LLC	10,000	0	.00%	9/30/07

Top 10 Mutual Fund Holdings (Details)

Institution NameShares HeldMarket Value of Changed Position% Outstanding SharesReporting Date

Insiders' Activity

Roll over events for details
PTSC

Transactions

DateName/TitleTransaction TypeSharesPriceValue

9/14/07	FELCYN GLORIA H, Director	Exercise of Stock Options	100,000	$0.1000 per share	$10,200.00
9/6/07	GRIESEL DIAN, Unknown	Planned Sale	150,000	N/A	$60,000.00
8/28/07	POHL DAVID H, Director	Exercise of Stock Options	500,000	$0.1600 per share	$81,500.00
8/7/07	FALK HELMUT JR, Director	Exercise of Stock Options	25,000	$0.0700 per share	$1,750.00
1/16/07	JOHNSON CARLTON M JR, Director	Exercise of Stock Options	225,000	$0.0700 per share	$14,200.00

Reply New Message

Prev Message Back To Forum Threaded View Next Message

Please to post a reply