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Message: Re: Stan Caplan
http://app.quotemedia.com/quotetools/showFiling.go?webmasterId=90914&name=PATRIOT SCIENTIFIC CORP: SB-2, Sub-Doc 1, Page 21&link=http%3A//quotemedia.10kwizard.com/filing.xml%3Frid%3D23%26ipage%3D4183451%26DSEQ%3D1%26SQDESC%3DSECTION_BODY%26doc%3D1&cp=on
SELLING SHAREHOLDERS
Selling Shareholders
The following table sets forth certain information with respect to the Selling Shareholders as of February 28, 2006. Except as set forth below, none of the Selling Shareholders currently is an affiliate of ours, and none of them has had a material relationship with us during the past three years. None of the Selling Shareholders are or were affiliated with registered broker-dealers.
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Amount and Percentage of Common Stock After the Sale |
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Name |
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Beneficial Ownership of Common Stock as of February 28, 2006 |
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Maximum Number of Shares of Common Stock Offered for Sale |
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Number |
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% |
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Caplan, Stan |
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2,904,096 |
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(6) |
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1,147,751 |
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1,756,345 |
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____% |
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Daniels, Richard |
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3,795,862 |
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3,795,862 |
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- |
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____% |
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Gabourel, Victor |
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4,757,604 |
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(1) |
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2,566,602 |
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2,191,002 |
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____% |
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Hawk Associates |
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2,422,496 |
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(2) |
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1,222,496 |
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1,200,000 |
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____% |
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Mt. Savage Productions |
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1,000,000 |
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(3) |
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1,000,000 |
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- |
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0% |
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Opperman, Wayne |
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1,526,725 |
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1,526,725 |
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- |
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0% |
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Nunes, Daniel |
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2,100,000 |
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500,000 |
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1,600,000 |
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____% |
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Zolin, James & Josephine |
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2,545,206 |
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2,425,006 |
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120,200 |
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____% |
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Technology Properties Ltd. |
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3,700,000 |
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(4) |
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3,500,000 |
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200,000 |
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0% |
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AMD Corporation |
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4,500,000 |
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(5) |
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4,500,000 |
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- |
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0% |
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(1) |
Includes 180,000 shares of common stock issuable upon the exercise of issued warrants. |
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(2) |
Frank Hawkins has ultimate voting and/or investment control over the securities owned by Hawk Associates. This amount includes 100,000 shares of common stock issuable upon the exercise of warrants dated March 1, 2006. |
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(3) |
Includes 1,000,000 shares of common stock issuable upon the exercise of warrants. Elwood G. Norris has ultimate voting and/or investment control over the securities owned by Mt. Savage Productions. |
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(4) |
Includes 3,500,000 shares of common stock issuable upon the exercise of warrants. Daniel Leckrone has ultimate voting and/or investment control over the securities owned by Technology Properties Ltd. |
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(5) |
Harry Wollin, General Counsel and Senior Vice President of AMD has ultimate voting and/or investment control over the securities owned by AMD Corporation. |
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(6) |
Included in this number are 193,548 restricted shares that were issued on March 23, 2006. |
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