NO ACT |
No action letter. An SEC letter indicating that no civil or criminal action will be taken against an individual engaging in a particular activity; sent in response to a written |
No action letter. An SEC letter indicating that no civil or criminal action will be taken against an individual engaging in a particular activity; sent in response to a written request for clarification when the legality of the activity in question is not well-established. No Action Letters are not electronically filed, but may be found in LIVEDGAR