ITC Exhibit Objections 5/24 4:40PM Public
posted on
May 28, 2013 12:06PM
COMPLAINANTS’ STATEMENT OF HIGH PRIORITY OBJECTIONS Pursuant to Order No. 7 (Setting Procedural Schedule) and Ground Rule 8.6.10, Complainants Technology Properties Limited LLC, Phoenix Digital Solutions LLC and Patriot Scientific Corporation (collectively, “Complainants”) submit their list of high priority objections.
These objections are supplemental to any motions to strike or motions in limine that
Complainants have filed and are not intended to limit the scope of any such motion. 1. High Priority Objection to Testimony by Russell H. Fish, III Complainants object to testimony at trial by Russell H. Fish, III on the ground that any testimony offered by Mr. Fish would be irrelevant to the issues to be decided in this Investigation. Thus, his testimony should be excluded under Federal Rule of Evidence 402. On May 15, 2013,
Respondents ZTE Corporation and ZTE (USA), Inc. (collectively, “ZTE”) caused a Subpoena ad
testificandum to be issued to Russell H. Fish, III, a named inventor on U.S. Patent No. 5,809,336
(the “’336 Patent”), requiring Mr. Fish to appear at the June 3, 2013 hearing scheduled in this proceeding. The subpoena did not specify the subject of Mr. Fish’s testimony. Likewise, Respondents’ witness list, attached to their pre-hearing statement, simply says: “Mr. Fish is a named inventor of the ’336 patent and is expected to give testimony pertaining to the ’336
patent.” Notwithstanding the fact that Mr. Fish is a named inventor of the ’336 patent, there are
no subjects about which Mr. Fish could testify that are relevant to the issues to be decided at the
hearing.
For example, Respondents may seek to elicit testimony from Mr. Fish relating to a
validity defense pursuant to the written description requirement of 35 U.S.C. § 112(a).
Specifically, Respondents may contend that, as a named inventor on the ’336 Patent, Mr. Fish is
presumably familiar with the specification’s written description of the invention and thus has
information relevant to the factual predicate for Respondents’ written description defense. As
recognized in Order No. 50, however, Respondents have withdrawn from this Investigation their
defense based on a failure to satisfy the written description requirement. Moreover, the
specification of the ’336 patent is only relevant to the extent of what it would teach one of
ordinary skill in the art. Thus, inventor testimony on this issue is irrelevant under Rule 402.
Similarly, as a named inventor of the ’336 Patent, Respondents may seek to elicit
testimony regarding Mr. Fish’s interpretation of the patent’s claims. However, the ALJ
construed the terms of the asserted claims of the ’336 Patent in Order No. 31. Moreover, Mr.
Fish’s testimony on the meaning of the claims would be improper extrinsic evidence under
Markman v. Westview Instruments, Inc., 517 U.S. 370 (1996), and many Federal Circuit cases.
Accordingly, Mr. Fish’s opinions regarding claim construction would be irrelevant and should
thus be precluded under Rule 402.
Respondents have not proffered any relevant subjects about which Mr. Fish could testify,
nor are Complainants aware of any. Mr. Fish’s testimony should therefore be precluded.
2. High Priority Objection to Exhibits Produced After the Close of Discovery
Complainants have moved for leave to permit the late production of four technical
documents they produced on May 1, 2013. Mot. Dkt. No. 853-061. Respondents have moved to
strike and preclude reliance on or testimony about those documents (Mot. Dkt. No. 853-058),
even though Respondents produced documents on the same day and have not sought leave to
permit their late production. Respondents also produced other documents after the close of fact
discovery without seeking leave for their late production. To the extent the ALJ precludes
reliance on Complainants’ late-produced documents, any documents belatedly produced by
Respondents should likewise be precluded.
Specifically, Respondents, through their expert Thomas D. Vander Veen, Ph.D.,
produced documents Bates-numbered VV00056 – 576 on March 28, 2013. These documents
comprise exhibits RX-0969, RX-1197, RX-1202 –06, RX-1212, RX-1214 – 17, RX-1222 – 23,
RX-1225 – 1228, RX-1422 – 47, RX-1638 - 80. On May 1, 2013, Respondents produced
documents Bates-numbered 337_853_RESPONDENTS_0006436 – 6519, which comprise
exhibits RX-0263, RX-0279, RX-0310, RX-0311, RX-0312, and RX-0318. If the ALJ grants
Respondents’ motion and precludes documents produced by Complainants after the close of fact
discovery, these documents produced by Respondents after the close of fact discovery should be
precluded as well. Complainants withdraw this objection if the ALJ denies Respondents’ motion
and allows Complainants to rely on the documents they produced on May 1, 2013.
For the foregoing reasons, Complainants object to the testimony of Mr. Fish and the
documents produced by Respondents after the close of fact discovery and respectfully request
that the Administrative Law Judge preclude Respondents from introducing such testimony and
evidence as detailed above.
Dated: May 24, 2013 Respectfully submitted,