Mosaic ImmunoEngineering is a nanotechnology-based immunotherapy company developing therapeutics and vaccines to positively impact the lives of patients and their families.

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Message: RE: This afternoons trading

RE: This afternoons trading

posted on Jan 27, 2006 11:12AM
With respect to Swartz or other warrant holders please note the following excerpt from the June 15th 8-k, (I don`t know how this really affects us currently; someone else here might):

In connection with the execution of the Master Agreement, the Company entered into Waiver and Consent Agreements with six individuals holding warrants to acquire shares of the Company`s Common Stock and Waiver, Consent and Release agreements with two entities holding warrants to acquire shares of the Company`s Common Stock. Pursuant to these Agreements,

(i) The Company agreed to pay the warrant holders $2,327,651 through the escrow established under the Master Agreement;

(ii) All of the warrant holders consented to the transaction described in the Master Agreement, and the entities holding warrants agreed to amend their rights with regard to those warrants to eliminate their lien rights, warrant redemption rights, and right of first refusal rights;

(iii) One of the entity warrant holders agreed to reconvey warrants to acquire 12,000,000 shares to the Company; and

(iv) Warrants held by one of the entity warrant holders will be repriced at a lower price.

The parties have executed and filed a stipulated final judgment in the Inventorship Litigation which provides for dismissal of the Company`s third amended complaint and final judgment in favor of TPL and Mr. Moore on their counterclaims.

Item 9.01. Financial Statements and Exhibits.

(c) Exhibits.

* 10.40 Master Agreement, dated as of June 7, 2005, by and among the Company, Technology Properties Limited Inc., a California corporation and Charles H. Moore, an individual.

* 10.41 Commercialization Agreement dated as of June 7, 2005 by and among the JV LLC, Technology Properties Limited Inc., a California corporation, and the Company.

* 10.42 Limited Liability Company Operating Agreement of JV LLC, a Delaware limited liability company, dated as of June 7, 2005.

10.43 Form of Waiver, Consent, and Release Agreement with Lincoln Ventures

10.44 Form of Waiver, Consent, and Release Agreement with Swartz Private

Equity

10.45 Form of Waiver, Consent and Release - Victor Gabourel.

10.46 Form of Waiver, Consent and Release - James Zolin.

10.47 Form of Waiver, Consent and Release - Dan Nunes.

10.48 Form of Waiver, Consent and Release - Stan Caplan.

10.49 Form of Waiver, Consent and Release - Wayne Opperman.

10.50 Form of Waiver, Consent and Release - Richard Daniel.

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