Aiming to become the global leader in chip-scale photonic solutions by deploying Optical Interposer technology to enable the seamless integration of electronics and photonics for a broad range of vertical market applications

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Message: Just spoke with Chris
Sorry in advance for the formatting. I asked him about why New York or Toronto were not on the radar regarding the road show. I also asked him about the possibility of remaining on the venture and uplisting to the Nasdaq. He said that there are many factors that go into deciding where the roadshow would be held. At this time, because PTK is under a magic number of $300 million market cap, are not generating revenue and do not have a product currently in production, less than 3% of the 2800 or so funds mentioned in FJ's post, have investing criteria that allows them to take a position. Chris stated that there are about 45 institutions that could currently invest. Those are the ones they are targeting. As well, once our market cap breaks the $300 million barrier, that opens the doors to the majority of the 3% (micro cap/start up investors). To go beyond the 3%, we need to be listed on a major indices as well (NASDAQ or the like). So as we cross these thresholds, the pool of investors grows substantially. Regarding uplisting, Chris mentioned that there are provisions in place that enable very quick movement to the Nasdaq once criteria are met. He said management are aware of potential complications for Canadian investors, if a single (nonCanadian) indices was utilized. Hope this helps. Good day everyone. Derekwpg
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