Anyone have a good detailed site for Institutiional Holdings / company?
According to the latest Alternative Early Warning Report:
- As of July 31, 2009, G &C had a 9.91% ownership/control of SGR, through all its funds compared to 15.95% as of April 2008. I assume Institutional Investors are exempt from the SEDI filings (10% ownership - Insider). Unless the beneficial ownership is with the public company.
According to the SEDI site:
- Harmony Gold Company Limited is up there with Hugh - 8 million shs of SGR. I always assumed it was Hugh's former company, particulary since the purchase was back in 2005. But appears to be HMY on the NYSE. Also, 8 million shs does not add up to 10% of SGR float????
Maybe I'm off the mark here, and should do I bit more DD over the weekend. Anyway, here is what SEDI has for current Insiders : (Senior Officer of SGR and Significant Shareholders - 10%+)
Headings below are:
Date of Last Reported Transaction / Security Designation / Registered Holder / Closing Balance / Insider's Calculated Balance / Closing Balance of Equivalent # or Value of Underlying Security
Insider Information by Issuer - View Results |
|
Issuer name : San Gold ( Starts with ) |
|
Legend: |
Insider's Relationship to Issuer: 1 - Issuer, 2 - Subsidiary of Issuer, 3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 8 - Deemed Insider - 6 Months before becoming Insider. |
|
Issuer Name: |
San Gold Corporation |
|
Date of Last Reported TDateran
DartsacDation(YYYY-MM-DD)
|
Security Designation |
Registered Holder |
Closing Balance |
Insider's calculated balance |
Closing balance of equivalent number or value of underlying securities |
|
Insider Name: |
Berzins, Ian Martin |
|
Insider Relationship: |
5 - Senior Officer of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-08-27 |
Common Shares |
|
0 |
0 |
|
|
|
2009-08-25 |
Options (Common Shares) |
|
520,000 |
520,000 |
520,000 |
|
Insider Name: |
Boulay, Richard Albert |
|
Insider Relationship: |
4 - Director of Issuer, 5 - Senior Officer of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-08-07 |
Common Shares |
|
667,163 |
667,163 |
|
|
|
2009-01-06 |
Common Shares |
Brava Management Inc. |
65,000 |
65,000 |
|
|
|
2007-06-26 |
Common Shares |
Elaine M. Boulay |
90,000 |
90,000 |
|
|
|
2009-01-08 |
Options (Common Shares) |
|
1,600,000 |
1,600,000 |
1,600,000 |
|
|
2007-06-26 |
Warrants (Common Shares) |
|
0 |
0 |
0 |
|
|
2007-06-26 |
Warrants (Common Shares) |
Brava Management Inc. |
0 |
0 |
0 |
|
|
2007-06-26 |
Warrants (Common Shares) |
Elaine M. Boulay |
0 |
0 |
0 |
|
Insider Name: |
Filmon, David Clark |
|
Insider Relationship: |
4 - Director of Issuer |
|
Ceased to be Insider: |
2008-05-16 |
|
|
2006-12-12 |
Common Shares |
|
88,000 |
|
|
|
|
2008-05-07 |
Common Shares |
DCF DFW Holdco Inc. |
60,659 |
|
|
|
|
2008-05-07 |
Convertible Debentures |
DCF DFW Holdco Inc. |
0 |
|
|
|
|
2008-02-12 |
Options (Common Shares) |
|
700,000 |
|
700,000 |
|
|
2006-12-12 |
Warrants (Common Shares) |
|
0 |
|
0 |
|
Insider Relationship: |
4 - Director of Issuer, 5 - Senior Officer of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-07-30 |
Common Shares |
|
1,411,140 |
|
|
|
|
2009-06-30 |
Common Shares |
Shelley Ginn |
50,000 |
|
|
|
|
2009-07-03 |
Options (Common Shares) |
|
1,200,000 |
|
1,200,000 |
|
|
2006-12-29 |
Warrants (Common Shares) |
|
0 |
|
0 |
|
|
2006-01-17 |
Warrants (Common Shares) |
Shelley Ginn |
0 |
|
0 |
|
Insider Name: |
Harmony Gold Mining Company Limited |
|
Insider Relationship: |
3 - 10% Security Holder of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2005-06-30 |
Common Shares |
|
7,957,498 |
|
|
|
Insider Name: |
Hubert, Benjamin Arthur |
|
Insider Relationship: |
4 - Director of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2007-07-03 |
Common Shares |
|
1,381,000 |
|
|
|
|
2009-01-08 |
Options (Common Shares) |
|
950,000 |
|
950,000 |
|
|
2007-07-03 |
Warrants (Common Shares) |
|
0 |
|
0 |
|
Insider Name: |
Kristjansson, Gestur |
|
Insider Relationship: |
5 - Senior Officer of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-10-14 |
Common Shares |
|
65,224 |
|
|
|
|
2009-09-23 |
Options (Common Shares) |
|
550,000 |
|
300,000 |
|
Insider Name: |
McCutcheon, James W. |
|
Insider Relationship: |
4 - Director of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-01-08 |
Options (Common Shares) |
|
250,000 |
|
250,000 |
|
|
2009-01-08 |
Warrants (Common Shares) |
|
9,500 |
|
9,500 |
|
Insider Name: |
Power, Michael |
|
Insider Relationship: |
4 - Director of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-10-08 |
Common Shares |
|
19,000 |
|
|
|
|
2009-01-08 |
Options (Common Shares) |
|
550,000 |
550,000 |
550,000 |
|
Insider Name: |
Shearer, Courtney Adair |
|
Insider Relationship: |
4 - Director of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-07-16 |
Common Shares |
Courtney Shearer |
26,000 |
26,000 |
|
|
|
2005-06-30 |
Common Shares |
Courtney Shearer RRSP |
25,101 |
|
|
|
|
2005-06-30 |
Common Shares |
Larkspur Associates Inc. |
344,437 |
|
|
|
|
2009-05-19 |
Options (Common Shares) |
Courtney Shearer |
1,200,047 |
1,200,047 |
1,200,047 |
|
|
2007-06-30 |
Warrants (Common Shares) |
Larkspur Associates Inc. |
0 |
|
0 |
|
Insider Name: |
Sveinson, Frederick J. |
|
Insider Relationship: |
4 - Director of Issuer |
|
Ceased to be Insider: |
2006-02-07 |
|
|
2005-12-13 |
Common Shares |
|
190,732 |
|
|
|
|
2005-12-12 |
Common Shares |
Bremar Management Services Ltd. |
267,505 |
|
|
|
|
2006-01-18 |
Common Shares |
RRSP |
389,139 |
|
|
|
|
2005-06-30 |
Common Shares |
Sveinson Mineral Services Inc. |
216,056 |
|
|
|
|
2006-01-16 |
Common Shares |
Sveinson Way Mineral Services Ltd. |
101,185 |
|
|
|
|
2005-10-02 |
Options (Common Shares) |
|
561,415 |
|
561,415 |
|
|
2005-06-30 |
Warrants (Common Shares) |
|
758,351 |
|
758,351 |
|
|
2005-06-30 |
Warrants (Common Shares) |
Bremar Management Services Ltd. |
181,146 |
|
181,146 |
|
|
2005-06-30 |
Warrants (Common Shares) |
Sveinson Mineral Services Inc. |
185,089 |
|
185,089 |
|
Insider Name: |
Wynne, Hugh |
|
Insider Relationship: |
4 - Director of Issuer, 5 - Senior Officer of Issuer |
|
Ceased to be Insider: |
Not Applicable |
|
|
2009-07-03 |
Common Shares |
|
7,487,779 |
|
|
|
|
2008-10-19 |
Common Shares |
Wynne Drilling Ltd. |
150,000 |
|
|
|
|
2005-06-30 |
Common Shares |
Wynne Mining Services Inc. |
222,223 |
|
|
|
|
2009-07-03 |
Options (Common Shares) |
|
1,500,000 |
|
1,500,000 |
|
|
2006-07-27 |
Warrants (Common Shares) |
|
79,487 |
|
79,487 |
|