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Message: Insider Holdings (SEDI.ca)

Insider Holdings (SEDI.ca)

posted on Oct 17, 2009 02:11PM

Anyone have a good detailed site for Institutiional Holdings / company?

According to the latest Alternative Early Warning Report:

  • As of July 31, 2009, G &C had a 9.91% ownership/control of SGR, through all its funds compared to 15.95% as of April 2008. I assume Institutional Investors are exempt from the SEDI filings (10% ownership - Insider). Unless the beneficial ownership is with the public company.

According to the SEDI site:

  • Harmony Gold Company Limited is up there with Hugh - 8 million shs of SGR. I always assumed it was Hugh's former company, particulary since the purchase was back in 2005. But appears to be HMY on the NYSE. Also, 8 million shs does not add up to 10% of SGR float????

Maybe I'm off the mark here, and should do I bit more DD over the weekend. Anyway, here is what SEDI has for current Insiders : (Senior Officer of SGR and Significant Shareholders - 10%+)

Headings below are:

Date of Last Reported Transaction / Security Designation / Registered Holder / Closing Balance / Insider's Calculated Balance / Closing Balance of Equivalent # or Value of Underlying Security

Insider Information by Issuer - View Results
Issuer name : San Gold ( Starts with )
Legend: Insider's Relationship to Issuer: 1 - Issuer, 2 - Subsidiary of Issuer, 3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 8 - Deemed Insider - 6 Months before becoming Insider.
Issuer Name: San Gold Corporation

Date of Last Reported
TDateran

DartsacDation(YYYY-MM-DD)

Security
Designation
Registered
Holder
Closing Balance Insider's calculated balance Closing balance of equivalent number
or value of underlying securities
Insider Name: Berzins, Ian Martin
Insider Relationship: 5 - Senior Officer of Issuer
Ceased to be Insider: Not Applicable
2009-08-27 Common Shares 0 0
2009-08-25 Options (Common Shares) 520,000 520,000 520,000


Insider Name: Boulay, Richard Albert
Insider Relationship: 4 - Director of Issuer, 5 - Senior Officer of Issuer
Ceased to be Insider: Not Applicable
2009-08-07 Common Shares 667,163 667,163
2009-01-06 Common Shares Brava Management Inc. 65,000 65,000
2007-06-26 Common Shares Elaine M. Boulay 90,000 90,000
2009-01-08 Options (Common Shares) 1,600,000 1,600,000 1,600,000
2007-06-26 Warrants (Common Shares) 0 0 0
2007-06-26 Warrants (Common Shares) Brava Management Inc. 0 0 0
2007-06-26 Warrants (Common Shares) Elaine M. Boulay 0 0 0


Insider Name: Filmon, David Clark
Insider Relationship: 4 - Director of Issuer
Ceased to be Insider: 2008-05-16
2006-12-12 Common Shares 88,000
2008-05-07 Common Shares DCF DFW Holdco Inc. 60,659
2008-05-07 Convertible Debentures DCF DFW Holdco Inc. 0
2008-02-12 Options (Common Shares) 700,000 700,000
2006-12-12 Warrants (Common Shares) 0 0


Insider Name: Ginn, Dale
Insider Relationship: 4 - Director of Issuer, 5 - Senior Officer of Issuer
Ceased to be Insider: Not Applicable
2009-07-30 Common Shares 1,411,140
2009-06-30 Common Shares Shelley Ginn 50,000
2009-07-03 Options (Common Shares) 1,200,000 1,200,000
2006-12-29 Warrants (Common Shares) 0 0
2006-01-17 Warrants (Common Shares) Shelley Ginn 0 0


Insider Name: Harmony Gold Mining Company Limited
Insider Relationship: 3 - 10% Security Holder of Issuer
Ceased to be Insider: Not Applicable
2005-06-30 Common Shares 7,957,498


Insider Name: Hubert, Benjamin Arthur
Insider Relationship: 4 - Director of Issuer
Ceased to be Insider: Not Applicable
2007-07-03 Common Shares 1,381,000
2009-01-08 Options (Common Shares) 950,000 950,000
2007-07-03 Warrants (Common Shares) 0 0


Insider Name: Kristjansson, Gestur
Insider Relationship: 5 - Senior Officer of Issuer
Ceased to be Insider: Not Applicable
2009-10-14 Common Shares 65,224
2009-09-23 Options (Common Shares) 550,000 300,000


Insider Name: McCutcheon, James W.
Insider Relationship: 4 - Director of Issuer
Ceased to be Insider: Not Applicable
2009-01-08 Options (Common Shares) 250,000 250,000
2009-01-08 Warrants (Common Shares) 9,500 9,500


Insider Name: Power, Michael
Insider Relationship: 4 - Director of Issuer
Ceased to be Insider: Not Applicable
2009-10-08 Common Shares 19,000
2009-01-08 Options (Common Shares) 550,000 550,000 550,000


Insider Name: Shearer, Courtney Adair
Insider Relationship: 4 - Director of Issuer
Ceased to be Insider: Not Applicable
2009-07-16 Common Shares Courtney Shearer 26,000 26,000
2005-06-30 Common Shares Courtney Shearer RRSP 25,101
2005-06-30 Common Shares Larkspur Associates Inc. 344,437
2009-05-19 Options (Common Shares) Courtney Shearer 1,200,047 1,200,047 1,200,047
2007-06-30 Warrants (Common Shares) Larkspur Associates Inc. 0 0


Insider Name: Sveinson, Frederick J.
Insider Relationship: 4 - Director of Issuer
Ceased to be Insider: 2006-02-07
2005-12-13 Common Shares 190,732
2005-12-12 Common Shares Bremar Management Services Ltd. 267,505
2006-01-18 Common Shares RRSP 389,139
2005-06-30 Common Shares Sveinson Mineral Services Inc. 216,056
2006-01-16 Common Shares Sveinson Way Mineral Services Ltd. 101,185
2005-10-02 Options (Common Shares) 561,415 561,415
2005-06-30 Warrants (Common Shares) 758,351 758,351
2005-06-30 Warrants (Common Shares) Bremar Management Services Ltd. 181,146 181,146
2005-06-30 Warrants (Common Shares) Sveinson Mineral Services Inc. 185,089 185,089


Insider Name: Wynne, Hugh
Insider Relationship: 4 - Director of Issuer, 5 - Senior Officer of Issuer
Ceased to be Insider: Not Applicable
2009-07-03 Common Shares 7,487,779
2008-10-19 Common Shares Wynne Drilling Ltd. 150,000
2005-06-30 Common Shares Wynne Mining Services Inc. 222,223
2009-07-03 Options (Common Shares) 1,500,000 1,500,000
2006-07-27 Warrants (Common Shares) 79,487 79,487
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