This was buried a little in the SEDAR filings. See Nov 11/09.Seems that Goodman had to tell all about all his other interests. Seems he has trimmed his position or are there other companies that he has that are at arms length. I know you posted a bunch in the past. Not sure if this list is all inclusive. Your thoughts?

http://www.sedar.com/FindCompanyDocuments.do

SAN GOLD CORPORATION
EARLY WARNING REPORT FILED PURSUANT TO
NATIONAL INSTRUMENT 62-103
SECTION 111 OF THE SECURITIES ACT (BRITISH COLUMBIA)
SECTION 141 OF THE SECURITIES ACT (ALBERTA)
SECTION 92 OF THE SECURITIES ACT (MANITOBA)
THIS IS A CORRECTION TO THE ALTERNATE MONTHLY REPORT
FILED ON AUGUST 11, 2009.
(a) The name and address of the eligible institutional investor.
Goodman & Company, Investment Counsel Ltd. (“G&C”)
One Adelaide Street East, 29th Floor
Toronto, Ontario
M5C 2V9
(b) The net increase or decrease in the number or principal amount of securities, and
in the eligible institutional investor’s securityholding percentage in the class of
securities, since the last report filed by the eligible institutional investor under Part
4 or the early warning requirements.
This report serves as a correction to the report which showed G&C’s holdings in San
Gold Corporation as at July 31, 2009. The following information should have been
reported on August 11, 2009:
G&C’s previous report dated April 10, 2008 reported holdings of 29,241,816 common
shares and 5,909,272 purchase warrants of San Gold Corporation (“San Gold”)
representing approximately 13.64% of all outstanding shares on an undiluted basis or
assuming the conversion of the purchase warrants into common shares, an approximate
15.95% interest on a partially diluted basis, of that class over which G&C and/or related
portfolio managers exercised control or direction on behalf of investment funds and
private client accounts managed by them. As a result of G&C relying on aggregation
relief pursuant to sections 5.1 and 5.2 of National Instrument 62-103 commencing July
31, 2009, to report separately from its related portfolio managers, G&C is herein
reporting that it exercises control or direction over 26,075,667 common shares of San
Gold or 10.13% of the total outstanding common shares on behalf of the portfolios of
investment funds and private client accounts managed by G&C.
(c) The designation and number or principal amount of securities and the eligible
institutional investor’s securityholding percentage in the class of securities at the
end of the month for which the report is made.
G&C, on behalf of the portfolios of investment funds and private client accounts
managed by it, exercises control or direction over 26,075,667 common shares of San
Gold. This represents an approximate 10.13% interest in San Gold, on an undiluted basis,
as at July 31, 2009.
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(d) The designation and number or principal amount of securities and the percentage
of outstanding securities of the class of securities referred to in paragraph (c) over
which:
(i) the eligible institutional investor, either alone or together with any joint
actors, has ownership and control,
Not applicable.
(ii) the eligible institutional investor, either alone or together with any joint
actors, has ownership but control is held by other entities other than the
eligible institutional investor or any joint actor, and
Not applicable.
(iii) the eligible institutional investor, either alone or together with any joint
actors, has exclusive or shared control but does not have ownership.
G&C, on behalf of the portfolios of investment funds and private client accounts
managed by it, exercises control or direction over 26,075,667 common shares of
San Gold. This represents an approximate 10.13% interest on an undiluted basis.
(e) The purpose of the eligible institutional investor and any joint actors in acquiring
or disposing of ownership of, or control over, the securities, including any future
intention to acquire ownership of, or control over, additional securities of the
reporting issuer.
The securities of San Gold over which G&C exercises control or direction, on behalf of the
portfolios of investment funds and client accounts managed by it, are held for investment
purposes. These investments will be reviewed on a continuing basis and such holdings
may be increased or decreased in the future.
(f) The general nature and the material terms of any agreement, other than lending
arrangements, with respect to securities of the reporting issuer entered into by the
eligible institutional investor, or any joint actor, and the issuer of the securities or
any other entity in connection with any transaction or occurrence resulting in the
change in ownership or control giving rise to the report, including agreements with
respect to the acquisition, holding, disposition or voting of any of the securities.
Not applicable.
(g) The names of any joint actors in connection with the disclosure required by this
Form.
Not applicable.
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(h) If applicable, a description of any change in any material fact set out in a previous
report by the eligible institutional investor under the early warning requirements
or Part 4 (Alternative Monthly Reporting System) in respect of the reporting
issuer's securities.
Not applicable.
(i) Goodman & Company, Investment Counsel Ltd. is eligible to file reports under
Part 4 in respect of the reporting issuer.
The following business units and investment funds are eligible for aggregation relief from
G&C pursuant to sections 5.1 and 5.2 of National Instrument 62-103:
Business Units
Goodman Private Wealth Management
Aurion Capital Management Inc.
Investment Funds Portfolio Advisors
DMP Resources Class Ravensden Asset Management Inc.
Dynamic Focus+ Balanced Fund Toronto, Ontario, Canada
Dynamic Focus+ Resource Fund
Dynamic Focus+ Equity Fund
CMP Gold Trust
CMP 2009 Resource Limited Partnership
CMP 2008 Resource Limited Partnership
Canada Dominion Resources 2009 Limited
Partnership
Canada Dominion Resources 2008 Limited
Partnership
Goodman Private Core Equity Pool
Goodman Private Diversified Bond Pool
Dynamic Aurion Canadian Equity Fund Aurion Capital Management Inc.
Dynamic Aurion Tactical Balanced Fund Toronto, Ontario, Canada
Holdings for these business units and investment funds are not disclosed in this report, but may
be disclosed separately by the portfolio advisor.
DATED this 11th day of November, 2009.
GOODMAN & COMPANY, INVESTMENT COUNSEL LTD.
Per: “Bruno Carchidi”
Name: Bruno Carchidi
Title: Vice President, Compliance