Re: from the SEC filing today....
in response to
by
posted on
Jul 09, 2008 02:35PM
Name and Address
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Amount and Nature of
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Percent
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Title
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||
of Beneficial Owner
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Beneficial Ownership
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of Class
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of Class
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William Blakeley
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2,359,375
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(1)
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*
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Common
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16770 West Bernardo Drive
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San Diego, CA 92127
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Robert Putnam
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5,341,625
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(2)
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1.9%
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Common
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16770 West Bernardo Drive
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San Diego, CA 92127
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Allen Cocumelli
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692,666
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(3)
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*
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Common
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16770 West Bernardo Drive
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San Diego, CA 92127
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Alex Diaz
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1,051,666
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(4)
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*
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Common
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16770 West Bernardo Drive
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San Diego, CA 92127
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Renee Warden
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816,666
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(5)
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*
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Common
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16770 West Bernardo Drive
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San Diego, CA 92127
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Jerry E. Polis
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24,724,360
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(6)
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8.9%
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Common
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980 American Pacific Drive, #111
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Henderson, NV 89014
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All officers, directors and nominees
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as a group (5 persons)
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10,261,998
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(7)
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3.3%
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Common
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(2) |
Includes options and warrants exercisable within 60 days to purchase 1,603,125 shares and preferred stock convertible into 1,000,000 shares. Warrants on 1,000,000 shares may not be exercisable and the preferred stock may not be convertible into shares unless and until sufficient shares of common stock are authorized and reserved for exercise.
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(6) |
Includes (i) 17,952,355 shares of common stock held by the Jerry E. Polis Family Trust (“Family Trust”) of which Mr. Polis is Trustee and warrants exercisable by the Family Trust for 156,250 shares of common stock, (ii) 2,585,230 shares of common stock held by Davric Corporation (“Davric”) of which Mr. Polis is President and Director and convertible debt and warrants held by Davric for 2,425,523 shares of common stock (iii) 1,042,696 shares of common stock held by the Polis Family LLC of which Mr. Polis is a managing member, (iv) 133,000 shares of common stock held by The Polis Charitable Foundation of which Mr. Polis is President, (v) warrants exercisable for 78,125 shares of common stock held by JEP Leasing LLC (“JEP”) over which Mr. Polis exercises control (vi) 100,000 shares of common stock held by the Polis Museum of Fine Art of which Mr. Polis is trustee, (vii) 73,600 shares of common stock held in a personal IRA, (viii) 107,922 shares of common stock held by ASI Capital Corporation of which Mr. Polis is President and (ix) 69,659 shares of common stock held by ASI Technology Corporation of which Mr. Polis is President. Mr. Polis disclaims beneficial ownership of the shares held by the Polis Charitable Foundation and the Polis Museum of Fine Art and to the shares held by ASI Capital Corporation and ASI Technology Corporation except to the extent of his respective pecuniary interest.
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(7) |
Includes options and warrants exercisable within 60 days to purchase 5,599,998 shares and preferred stock convertible into 1,000,000 shares. Warrants on 1,000,000 shares may not be exercisable and the preferred stock may not be convertible into 1,000,000 shares unless and until sufficient shares of common stock are authorized and reserved for exercise.
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