|
Robert Putnam
|
|
5,299,459 (2)
|
|
1.8%
|
|
Common
|
|
16770 West Bernardo Drive
|
|
|
|
|
|
|
|
San Diego, CA 92127
|
Series AA Preferred Stock
The following security ownership information is set forth as of September 15, 2009 with respect to certain persons or groups known to the Company to be beneficial owners of more than 5% of Series AA Preferred Stock.
|
Name and Address
|
|
Amount and Nature of
|
|
Percent
|
|
Title
|
|
of Beneficial Owner
|
|
Beneficial Ownership(1)
|
|
of Class
|
|
of Class
|
| |
|
|
|
|
|
|
|
Robert Putnam
|
|
10,000 (2)
|
|
15.4%
|
|
Series AA
|
|
16770 West Bernardo Drive
|
|
|
|
|
|
Preferred Stock
|
Outstanding Equity Awards at Fiscal Year-End
|
|
|
Number of Securities Underlying Unexercised Options Exercisable
|
|
Number of Securities Underlying Unexercised Options Unexercisable
|
|
Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options
|
|
|
|
|
|
Alfred H. Falk
|
|
750,000
400,000
|
|
-
-
|
|
-
-
|
|
$0.145
$0.23
|
|
3/30/10
7/1/09
|
| |
|
|
|
|
|
|
|
|
|
|
|
William Blakeley(1)
|
|
-
|
|
-
|
|
-
|
|
-
|
|
-
|
| |
|
|
|
|
|
|
|
|
|
|
|
Robert Putnam
|
|
25,000
500,000
|
|
-
-
|
|
-
-
|
|
$0.23
$0.145
|
|
07/1/09
3/30/10
|
I misread the 5 for an 8....last count I thought he had just over 3 million shares. Check the last Q for me and report back if you can....tia
