This does not include options they hold with an exercise price of .155 that expire 2013, and who knows what else...but from the 10K.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.
Common Stock
The following security ownership information is set forth, as of June 1, 2010, with respect to (i) each stockholder known by us to be beneficial owners of more than 5% of our outstanding Common Stock, (ii) each of the current directors and nominees for election as directors, (iii) each of the executive officers named in the Summary Compensation Table below and (iv) all current directors, nominees and executive officers as a group (five persons). Other than as set forth below, we are not aware of any other stockholder who may be deemed to be a beneficial owner of more than 5% of our company’s Common Stock.
|
Name and Address
|
|
Amount and Nature of
|
|
|
Percent
|
|
Title
|
|
|
of Beneficial Owner
|
|
Beneficial Ownership
|
|
|
of Class
|
|
of Class
|
|
|
Alfred H. Falk
|
|
|
1,493,850 |
|
|
|
* |
|
Common
|
|
|
16770 West Bernardo Drive
|
|
|
|
|
|
|
|
|
|
|
|
San Diego, CA 92127
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
Robert Putnam
|
|
|
5,088,911 |
(2)
|
|
|
1.8 |
% |
Common
|
|
|
16770 West Bernardo Drive
|
|
|
|
|
|
|
|
|
|
|
|
San Diego, CA 92127
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
Allen Cocumelli
|
|
|
501,000 |
(3)
|
|
|
* |
|
Common
|
|
|
16770 West Bernardo Drive
|
|
|
|
|
|
|
|
|
|
|
|
San Diego, CA 92127
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
Eric M. Polis
|
|
|
4,307,119 |
(4)
|
|
|
1.5 |
% |
Common
|
|
|
980 American Pacific Drive, #111
|
|
|
|
|
|
|
|
|
|
|
|
Henderson, NV 89014
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
Renee Warden
|
|
|
500,000 |
(5)
|
|
|
* |
|
Common
|
|
|
16770 West Bernardo Drive
|
|
|
|
|
|
|
|
|
|
|
|
San Diego, CA 92127
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
Jerry E. Polis
|
|
|
20,661,411 |
(6)
|
|
|
7.2 |
% |
Common
|
|
|
980 American Pacific Drive, #111
|
|
|
|
|
|
|
|
|
|
|
|
Henderson, NV 89014
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
All officers, directors and nominees as a group (5 persons)
|
|
|
11,890,880 |
(7)
|
|
|
4.1 |
% |
Common
|
|
