Allen Cocumelli
posted on
Sep 03, 2011 11:43AM
from proxy statement for his re-election:(bolding by plankton) You might want to look at footnote 2 to Cocumelli, he has 60 days from---i guess july 20 to exercise...along with others i've highlighted...coincidence I will look for option grants..............September 20?
Name | Age | Position and Offices | Director Since |
Alfred H. Falk
|
56
|
President, Chief Executive Officer and Director
|
2009
|
Allen Cocumelli (1)(2)
|
60
|
Chairman of the Board and Director
|
1999
|
Renee Warden (1)
|
47
|
Secretary and Director
|
2005
|
Eric M. Polis (2)
|
41
|
Director
|
2008
|
(1)
|
Member of Audit Committee.
|
(2)
|
Member of Compensation Committee.
|
Name and Address
|
Amount and Nature of
|
Percent
|
Title
|
|
of Beneficial Owner
|
Beneficial Ownership(1)
|
of Class
|
of Class
|
|
Alfred H. Falk
|
1,993,850 (1)
|
*
|
Common
|
|
16770 West Bernardo Drive
|
||||
San Diego, CA 92127
|
||||
Allen Cocumelli
|
651,000 (2)
|
*
|
Common
|
|
16770 West Bernardo Drive
|
||||
San Diego, CA 92127
|
||||
Renee Warden
|
550,000 (3)
|
*
|
Common
|
|
16770 West Bernardo Drive
|
||||
San Diego, CA 92127
|
||||
Eric M. Polis
|
4,148,117 (4)
|
1.4%
|
Common
|
|
980 American Pacific Drive, #111
|
||||
Henderson, NV 89014
|
||||
MarDee Haring-Layton
|
10,000 (5)
|
*
|
Common
|
|
16770 West Bernardo Drive
|
||||
San Diego, CA 92127
|
||||
Robert Putnam
|
3,838,911 (6)
|
1.3%
|
Common
|
|
16770 West Bernardo Drive
|
||||
San Diego, CA 92127
|
||||
All officers, directors and nominees
as a group (5 persons)
|
7,352,967 (7)
|
2.5%
|
Common
|
|
(1)
|
Includes 550 shares held by son to which Mr. Falk disclaims beneficial ownership. Includes options exercisable within 60 days to purchase 1,000,000 shares.
|
|
(2)
|
Includes options exercisable within 60 days to purchase 650,000 shares.
|
|
(3)
|
Consists of options exercisable within 60 days.
|
|
(4)
|
Includes options exercisable within 60 days to purchase 600,000 shares. Also includes (i) 2,307,421 shares of common stock held a Family Trust of which Mr. Polis is Trustee, (ii) 1,042,696 shares of common stock held by the Polis Family LLC of which Mr. Polis is a managing member, (iii) 133,000 shares of common stock held by The Polis Charitable Foundation of which Mr. Polis is an officer, (iv) 25,000 shares of common stock held in a personal IRA, and (v) 40,000 shares of common stock held as custodian for a minor child. Mr. Polis disclaims beneficial ownership of the shares held by the Polis Charitable Foundation and as custodian for the minor child except to the extent of his respective pecuniary interest.
|
|
(5)
|
Includes options exercisable within 60 days to purchase 10,000 shares.
|
|
(6)
|
Based on information available to the Company as of the date of resignation on December 15, 2010.
|
|
(7)
|
Includes options exercisable within 60 days to purchase 3,310,000 shares.
|