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Message: Re: Stock Trading
2
Nov 14, 2018 07:45AM

Revocation not final

“Also pursuant to Rule 360, this initial decision will not become final until the Commission enters an order of finality. 17 C.F.R. § 201.360(d). The Commission will enter an order of finality unless a party files a petition for review or a motion to correct a manifest error of fact or the Commission determines on its own initiative to review the initial decision as to a party. Id. If any of these events occur, the initial decision shall not become final as to that party. Id.”

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