Part IV - Other Information

(1) Name and telephone number of person to contact in regard to this notification

Frank J. Drohan (212) 563-4141

(2) Have all other periodic reports under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).      ☒  Yes   ☐  No

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?   ☒  Yes   ☐  No

The earnings statements to be included in the Company’s report on Form 10-Q for its YTD September 30, 2017 period is expected to reflect an approximately 33% decrease in the Company’s net loss as compared to its YTD September 30, 2016 net loss.

Does this mean closure? NT filed. Frank will reveal in 5 business days. I can only hope we're digging.