Has anyone sen this before?
posted on
Jun 19, 2007 06:54AM
http://sec.edgar-online.com/2006/06/...
I am not sure if this will connect?
ITEM 26. RECENT SALES OF UNREGISTERED SECURITIES
We offered and sold the following common stock, either for cash or in
consideration of services rendered as indicated below, and common stock warrants
without registration under the Securities Act of 1933, as amended, and exemption
for such sales from registration under the Act is claimed in reliance upon the
exemption provided by Section 4(2) thereof on the basis that such offers and
sales were transactions not involving any public offering. Appropriate
precautions against transfer have been taken, including the placing of a
restrictive legend on all certificates evidencing such securities. All such
sales were effected without the aid of underwriters, and no sales commissions
were paid.
Common Stock
Purchase
Name Date of Sale Shares Purchase Price Share
0.05
John Laws January 21, 2003 98,039 5,000 Cash
0.03
REC Music Foundation February 3, 2003 400,000 12,000 Cash
0.04
John Castellano February 3, 2003 138,889 5,000 Cash
0.04
Lyle Armstrong February 7, 2003 125,000 4,500 Cash
0.03
Lyle Armstrong February 13, 2003 88,889 3,000 Cash
0.03
Red Oak Inc. February 13, 2003 59,259 2,000 Cash
0.03
Orrin Noling February 24, 2003 162,338 5,000 Cash
0.04
Michael Korbiak March 3, 2003 155,807 5,500 Cash
0.03
Lyle Armstrong August 1, 2003 44,118 1,500 Cash
0.03
Red Oak Inc. August 1, 2003 44,118 1,500 Cash
35
Purchase
Number of Aggregate Price Per
Name Date of Sale Shares Purchase Price Share
August 20, 0.03
Red Oak Inc. 2003 100,000 3,000 Cash
August 26, 0.03
REC Music Foundation 2003 1,000,000 25,000 Cash
September 0.03
Red Oak Inc. 16, 2003 64,516 2,000 Cash
September 0.03
Dean Gullick 23, 2003 181,333 5,440 Cash
September 0.03
Lydon Inc. 30, 2003 67,667 2,000 Cash
October 31, 0.03
Red Oak Inc. 2003 100,000 3,300 Cash
November 25, 0.03
Red Oak Inc. 2003 100,000 3,300 Cash
January 27, 0.03
Red Oak Inc. 2004 100,000 3,400 Cash
January 5, 0.04
Hawk Associates, Inc. 2004 700,000 30,252 Services
February 3, 0.05
Hawk Associates, Inc. 2004 300,000 14,800 Services
April 21, 0.12
Hawk Associates, Inc. 2004 126,496 14,800 Services
August 2, 0.05
Hawk and Associates 2004 296,000 14,800 Services
October 20, 0.03
Red Oak Inc. 2004 125,000 3,250 Cash
January 10, 0.09
Hawk and Associates 2005 500,000 44,000 Services
February 4, 0.10
AMD Corporation 2005 4,500,000 430000 Cash
Warrants
Initial
Name Date of Issuance Shares Share Date
April 1,
Swartz Private Equity January 1, 2003 2,804,719 0.05400 2011
April 1,
Lincoln Ventures January 24, 2003 3,000,000 0.05444 2011
April 1,
Lincoln Ventures March 24, 2002 3,963,414 0.04100 2011
April 1,
Swartz Private Equity April 1, 2003 621,512 0.04080 2011
April 1,
Lincoln Ventures April 15, 2003 222,222 0.04500 2011
April 1,
Lincoln Ventures May 20, 2003 2,884,615 0.06500 2011
April 1,
Lincoln Ventures June 9, 2003 2,307,692 0.06500 2011
June 16,
Hawk Associates June 16, 2003 200,000 0.06000 2008
February
Hawk Associates February 6, 2006 100,000 0.20000 6, 2011
February
Hawk Associates February 21, 2006 100,000 0.50000 21, 2011
March 1,
Hawk Associates March 1, 2006 100,000 1.00000 2011
April 1,
Swartz Private Equity July 1, 2003 193,333 0.05720 2011
August
James Zolin August 1, 2003 520,833 0.04800 1, 2008
August
Victor Gabourel August 1, 2003 520,833 0.04800 1, 2008
August
Richard Daniels August 1, 2003 520,833 0.04800 1, 2008
April 1,
Lincoln Ventures October 21, 2003 2,142,857 0.03500 2011
December
Charles Merk December 1, 2003 641,026 0.03900 1, 2008
February
Stan Caplan February 2, 2004 375,000 0.04000 2, 2009
February
Wayne Opperman February 2, 2004 1,250,000 0.04000 2, 2009
February
James Gamble February 2, 2004 125,000 0.04000 2, 2009
February
Steven Pratt February 2, 2004 250,000 0.04000 2, 2009
February
Donald Opperman February 2, 2004 250,000 0.04000 2, 2009
February
Gary Leikam February 2, 2004 125,000 0.04000 2, 2009
February
Adnan Aladray February 2, 2004 250,000 0.04000 2, 2009
February
Nazeah Aladray February 2, 2004 125,000 0.04000 2, 2009
February
LaRiccia Trust February 2, 2004 250,000 0.04000 2, 2009
February
James & Josephine Zolin February 2, 2004 750,000 0.04000 2, 2009
February
James Zolin February 2, 2004 125,000 0.04000 2, 2009
February
Victor Gabourel February 2, 2004 625,000 0.04000 2, 2009
February
Ed Kashou February 2, 2004 500,000 0.04000 2, 2009
February
Ed Kashou February 2, 2004 1,000,000 0.04000 2, 2009
February
Dan Vincent February 2, 2004 125,000 0.04000 2, 2009
February
Richard Daniels February 2, 2004 750,000 0.04000 2, 2009
36
Initial
Exercise
Date of Number of Price Per Expiration
Name Issuance Shares Share Date
February 2, February
Stan Caplan 2004 750,000 0.04000 2, 2009
February 2, February
Barbara Opperman 2004 250,000 0.04000 2, 2009
February 2, February
Leo Correia 2004 250,000 0.04000 2, 2009
April 26, April 26,
Mt. Savage Productions 2004 1,000,000 0.10000 2009
September September
Wayne Opperman 28, 2004 1,250,000 0.04000 28, 2009
November 16, November
Wayne Opperman 2004 1,600,000 0.02500 16, 2011
November 16, November
James & Josephine Zolin 2004 1,600,000 0.02500 16, 2011
November 16, November
Victor Gabourel 2004 1,600,000 0.02500 16, 2011
November 16, November
Richard Daniels 2004 1,000,000 0.02500 16, 2011
November 17, April 1,
Lincoln Ventures LLC 2004 9,431,137 0.01670 2011
November 18, April 1,
Lincoln Ventures LLC 2004 4,000,000 0.02500 2011
December 9, December
Stan Caplan 2004 806,452 0.03100 9, 2011
January 17, January
Daniel Nunes 2005 403,226 0.03100 17, 2012
June 15, June 15,
TPL 2005 3,500,000 0.12500 2012
February 9, April 1,
Lincoln Ventures LLC 2006 7,000,000 0.0775 2011
Name Date of Sale Amount Initial Conversion Price
Lincoln Ventures 1/24/2003 $ 150,000 $ 0.05500
Lincoln Ventures 3/24/2003 162,500 0.04100
Stan Caplan 4/15/2003 10,000 0.04500
Lincoln Ventures 5/20/2003 187,500 0.06500
Lincoln Ventures 6/9/2003 150,000 0.06500
James Zolin 8/1/2003 25,000 0.04800
Victor Gabourel 8/1/2003 25,000 0.04800
Richard Daniels 8/1/2003 25,000 0.04800
Lincoln Ventures 8/5/2003 120,000 0.01720
Lincoln Ventures 9/22/2003 202,500 0.01720
Lincoln Ventures 10/21/2003 75,000 0.03500
Short term Convertible
James Zolin 9/30/2003 15,000 0.04000
Josephine Zolin 9/30/2003 15,000 0.04000
Wayne Opperman 9/30/2003 20,000 0.04000
Richard Daniels 9/30/2003 25,000 0.04000
Charles Merk 12/1/2003 25,000 0.03900
Lincoln Ventures 1/23/2004 275,000 0.02667
Stan Caplan 2/2/2004 15,000 0.04000
Wayne Opperman 2/2/2004 50,000 0.04000
James Gamble 2/2/2004 5,000 0.04000
Steven Pratt 2/2/2004 10,000 0.04000
Donald Opperman 2/2/2004 10,000 0.04000
Gary Leikam 2/2/2004 5,000 0.04000
Adrian Aladray 2/2/2004 10,000 0.04000
Nazeah Aladray 2/2/2004 5,000 0.04000
Urban LaRiccia Trust 2/2/2004 10,000 0.04000
James & Joe Zolin 2/2/2004 30,000 0.04000
James Zolin 2/2/2004 5,000 0.04000
Vic Gabourel 2/2/2004 25,000 0.04000
Ed Kashou 2/2/2004 20,000 0.04000
Ed Kashou 2/2/2004 40,000 0.04000
Dan Vincent 2/2/2004 5,000 0.04000
Rick Daniels 2/2/2004 30,000 0.04000
Stan Caplan 2/2/2004 30,000 0.04000
Barbara Opperman 2/2/2004 10,000 0.04000
37
Name Date of Sale Amount Initial Conversion Price
Leo Correia 2/2/2004 10,000 0.04000
Lincoln Ventures 3/24/2004 315,900 0.09383
Mt. Savage Productions 4/26/2004 100,000 0.10000
Lincoln Ventures 5/11/2004 486,600 0.07000
Wayne Opperman 9/28/2004 50,000 0.04000
Wayne Opperman 11/16/2004 40,000 0.02500
James & Joe Zolin 11/16/2004 40,000 0.02500
Victor Gabourel 11/16/2004 40,000 0.02500
Richard Daniels 11/16/2004 25,000 0.02500
Lincoln Ventures 11/17/2004 157,500 0.01670
Lincoln Ventures 11/18/2004 100,000 0.02500
Stan Caplan 12/9/2004 25,000 0.03100
Daniel Nunes 1/17/2005 12,500 0.03100