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Message: I blame DL
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I do believe (actually know, but don't have links at my fingertips) that both Swartz and Caplan were required to sign the settlement agreement and/or ComAg due to their significant stock holdings. It was thoroughly explained to them, questions solicited.... And Caplan (I don't recall regarding Swartz) was handsomely compensated with stock and cash for his participation.

FWIW,

SGE

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