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Message: IIROC re: broker marker/error
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Aug 01, 2014 02:11PM
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Aug 02, 2014 03:47AM

Aug 02, 2014 03:48AM

Aug 02, 2014 06:53AM
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Aug 02, 2014 06:54AM
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Aug 02, 2014 07:49AM

Aug 02, 2014 08:40AM
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Aug 02, 2014 10:26AM
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Aug 02, 2014 02:46PM
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Aug 02, 2014 06:24PM
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Aug 02, 2014 06:51PM

this is the latest draft of IIROC's guidance (11-269) on insider markers.

because it's still draft, and not yet adopted, market participants may choose to follow it, or not.

still, a well-worded complaint to IIROC* with dates, amounts, etc. might get them to pick up the phone to the responsible broker so as to make them smarten up.

GLTA,

R.

* -- FJ, you've done well before, so I'm looking at you to do the deed for this one too. /grin/

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Aug 03, 2014 06:29AM
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