Tada,

Ms Fong must have Goldman Sachs as a prime broker.  $200 million in AUM will definitely get you in their minimum requirements.  Plus, the fact that Ms. Fong was a Managing Director means Goldie considers her one of their own.  For a firm with only $200 million, it does not make sense to have 2 prime brokers.

Now let's look at the time line when Goldie started selling RVX.  It first started around June 10 2019.  That would be right after the deal in May 2019 and when RVX knew they needed more capital.  Almost all the selling came in September 2019.  So clearly, Ms. Fong was shorting RVX to cover her soon to be long position...a falling share price was a bonus.

Does this mean Goldman Sachs is on board RVX?  Don't forget that Goldman Sachs made one of their biggest killing in China, when they funded Hepalink well before Hepalink listed, up 250 times Goldman's original investment.  I don't know if Goldman Sachs is going to be on board RVX...but it would not surprise me if Goldie becomes the bank that takes us to the NASDAQ, and not Roth.  You can be sure if our results are as good as we hope on Monday, then Ms. Fong will become our biggest cheerleader, and Goldman Sachs will be right behind her.