All comes down to aggregation relief
"G&C’s previous report dated April 10, 2008 reported holdings of 29,241,816
common shares and 5,909,272 purchase warrants of San Gold Corporation (“San
Gold”) representing approximately 13.64% of all outstanding shares on an
undiluted basis or assuming the conversion of the purchase warrants into common
shares, an approximate 15.95% interest on a partially diluted basis, of that class
over which G&C and/or related portfolio managers exercised control or direction
on behalf of investment funds and private client accounts managed by them. As a
result of G&C relying on aggregation relief pursuant to sections 5.1 and 5.2 of
National Instrument 62-103 commencing July 31, 2009, to report separately from
its related portfolio managers, G&C is herein reporting that it exercises control or
direction over 25,525,667 common shares of San Gold or 9.91% of the total
outstanding common shares on behalf of the portfolios of investment funds and
private client accounts managed by G&C."
The following business units and investment funds are eligible for aggregation relief from
G&C pursuant to sections 5.1 and 5.2 of National Instrument 62-103:
Business Units
Goodman Private Wealth Management
Aurion Capital Management Inc.
Investment Funds Portfolio Advisors
DMP Resources Class Ravensden Asset Management Inc.
Dynamic Focus+ Balanced Fund Toronto, Ontario, Canada
Dynamic Focus+ Resource Fund
Dynamic Focus+ Equity Fund
CMP Gold Trust
CMP 2009 Resource Limited Partnership
CMP 2008 Resource Limited Partnership
Canada Dominion Resources 2009 Limited
Partnership
Canada Dominion Resources 2008 Limited
Partnership
Goodman Private Core Equity Pool
Goodman Private Diversified Bond Pool
Dynamic Aurion Canadian Equity Fund Aurion Capital Management Inc.
Dynamic Aurion Tactical Balanced Fund Toronto, Ontario, Canada
Holdings for these business units and investment funds are not disclosed in this report,
but may be disclosed separately by the portfolio advisor.
| Targeted Security Holder List |
 |
|
Holder Name |
Shares Held |
% of O/S |
Report Date |
Change |
|
GOODMAN & CO ^^^ |
25,525,667 |
9.86 % |
20090731 |
-3,716,149 |
|
|
DYNAMIC PRECIOUS METALS FUND ^^ |
23,370,667 |
9.02 % |
20090630 |
2,623,556 |
|
|
OPTIONS OUTSTANDING (TOTAL) |
14,498,953 |
5.60 % |
20090831 |
-1,525,000 |
|
|
RBC GLOBAL PRECIOUS METALS FUND |
9,640,850 |
3.72 % |
20090630 |
693,450 |
|
|
WYNNE, HUGH |
7,890,002 |
3.05 % |
20090703 |
530,000 |
|
|
USAA INVESTMENT TRUST-PRECIOUS METALS & MINERALS FUND ^^ |
5,700,000 |
2.20 % |
20090531 |
600,000 |
|
|
CMP 2008 RESOURCE LIMITED PARTNERSHIP |
5,603,700 |
2.16 % |
20090630 |
-900,000 |
|
|
OPPENHEIMER GOLD & SPECIAL MINERALS FUND, INC. ^^ |
5,298,000 |
2.05 % |
20090630 |
2,805,000 |
|
|
VAN ECK INTERNATIONAL INVESTORS GOLD FUND ^^ |
4,414,000 |
1.70 % |
20090630 |
0 |
|
|
CMP 2006 RESOURCE LIMITED PARTNERSHIP (LAST FILING) |
2,971,531 |
1.15 % |
20071231 |
2,330,992 |
|
|
AGF PRECIOUS METALS FUND |
2,857,145 |
1.10 % |
20090331 |
0 |
|
|
SCOTIA CANADIAN GROWTH FUND |
2,500,000 |
0.97 % |
20090630 |
new |
|
|
US GLOBAL INVESTORS - WORLD PRECIOUS MINERALS FUND |
1,881,100 |
0.73 % |
20090630 |
1,199,000 |
|
|
BMO PRECIOUS METALS FUND |
1,800,000 |
0.70 % |
20090331 |
0 |
|
|
INVESTORS CANADIAN NATURAL RESOURCE FUND |
1,783,000 |
0.69 % |
20090331 |
new |
|
|
TD PRECIOUS METALS FUND |
1,650,000 |
0.64 % |
20090630 |
200,000 |
|
|
SPROTT CANADIAN EQUITY FUND |
1,628,100 |
0.63 % |
20090630 |
478,500 |
|
|
SHORT POSITIONS |
1,516,900 |
0.59 % |
20090930 |
45,100 |
|
|
DYNAMIC FOCUS + SMALL BUSINESS FUND |
1,500,000 |
0.58 % |
20090630 |
0 |
|
|
GINN, DALE |
1,461,140 |
0.56 % |
20090730 |
90,000 |
|
|
HUBERT, BENJAMIN ARTHUR |
1,381,000 |
0.53 % |
20090522 |
0 |
|
|
SPROTT GOLD AND PRECIOUS METALS FUND |
1,306,100 |
0.50 % |
20090630 |
400,000 |
|
|
FEDERATED PRUDENT BEAR FUND |
1,175,000 |
0.45 % |
20090630 |
500,000 |
|
|
CANADA DOMINION RESOURCES 2007 LP (WOUND UP) |
1,149,426 |
0.44 % |
20081231 |
0 |
|
|
CANADA DOMINION RESOURCES 2006 LP (WOUND UP) |
1,136,472 |
0.44 % |
20071231 |
886,994 |
|
|
CANADA DOMINION RESOURCES 2008 LP |
1,080,000 |
0.42 % |
20090630 |
-266,300 |
|
|
US GLOBAL INVESTORS - GOLD & PRECIOUS METALS FUND (FORMERLY GOLD SHARES FD) |
1,059,100 |
0.41 % |
20090630 |
new |
|
|
EVERGREEN PRECIOUS METALS FUND ^^ |
1,000,000 |
0.39 % |
20090430 |
new |
|
|
CIBC PRECIOUS METALS FUND |
980,000 |
0.38 % |
20090630 |
900,000 |
|
|
LOMBARD ODIER INVEST-WORLD GOLD EXPERTISE FD - EURO |
933,591 |
0.36 % |
20090331 |
-871,000 |
|
|
RUSSELL CANADIAN EQUITY FUND |
836,700 |
0.32 % |
20090630 |
new |
|
|
BOULAY, RICHARD ALBERT |
822,163 |
0.32 % |
20090807 |
-54,600 |
|
|
OCM GOLD FUND ^^ |
815,500 |
0.31 % |
20090531 |
150,000 |
|
|
FRONT STREET FLOW THROUGH 2008-1 LP |
800,000 |
0.31 % |
20090630 |
-700,000 |
|
|
FIDELITY SELECT PORTFOLIOS - GOLD ^^^ |
767,400 |
0.30 % |
20090531 |
400,000 |
|
|
SCEPTRE EQUITY GROWTH FUND ^^^ |
690,700 |
0.27 % |
20090630 |
new |
|
|
ALTAMIRA PRECIOUS AND STRATEGIC METAL FUND |
670,200 |
0.26 % |
20090630 |
93,400 |
|
|
IA CLARINGTON CANADIAN EQUITY FUND |
601,500 |
0.23 % |
20090630 |
211,000 |
|
|
RUSSELL CANADIAN EQUITY POOL (FORMERLYSOVEREIGN CANADIAN EQUITY POOL) |
582,500 |
0.22 % |
20090630 |
new |
|
|
CI CANADIAN SMALL/MID CAP FUND |
503,900 |
0.19 % |
20090331 |
new |
|
|
CANADA DOMINION RESOURCES 2006 II LP (TERMINATED) |
463,426 |
0.18 % |
20071231 |
353,443 |
|
|
MIDDLEFIELD - MRF 2008 LIMITED PARTNERSHIP |
425,000 |
0.16 % |
20090630 |
0 |
|
|
PINNACLE CANADIAN GROWTH EQUITY FUND |
414,900 |
0.16 % |
20090630 |
new |
|
|
SHEARER, COURTNEY ADAIR |
395,538 |
0.15 % |
20090716 |
-142,000 |
|
|
GGOF 2008-1 MINING FLOW-THROUGH LP |
373,400 |
0.14 % |
20090630 |
67 |
|
|
GAMCO GOLD FUND ^^ |
200,000 |
0.08 % |
20090630 |
new |
|
|
NORTHERN PRECIOUS METALS LP 2006 |
180,000 |
0.07 % |
20090630 |
0 |
|
|
ACUITY POOLED CANADIAN SMALL CAP FUND |
155,600 |
0.06 % |
20090630 |
71,900 |
|
|
FRONT STREET PERFORMANCE FUND II (MERGED INTO CDN EQUITY FUND CLASS) |
153,582 |
0.06 % |
20080630 |
new |
|
|
FILMON, DAVID CLARK |
148,659 |
0.06 % |
20080507 |
110,659 |
