Free
Message: Re: VOW !!! EXERCISABLE OPTION TO BUY , BY FRED FALK & SON/JOtterman--Dabos...

Feb 06, 2009 11:03AM

Feb 06, 2009 11:05AM

Feb 06, 2009 03:37PM
1
Feb 07, 2009 06:30AM

Feb 07, 2009 07:17AM

No, he would not have to file because he is no longer an officer. Only officers of the company and members of the board of directors have to file benefical interest statements, either initial, upon appointment, or change of status once employed or appointed.

For instance, a company official, be it a member of the board of directors or a CFO, CEO, etc., must file a form anytime there is a change in the status or the number of the shares or options they own.

When you are just a regular employee, you don't have to file.


Jay

Share
New Message
Please login to post a reply